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Copyright © 2007 - 2021 | Eastern Caribbean Securities Regulatory Commission
The following documents are available as web-based electronic forms. You can complete an electronic version of the document online and submit it to the ECSRC by clicking on the relevant forms listed below, once you have an existing ECSIN account:
The following documents are available as PDF forms which you can download, complete and submit electronically to the ECSRC:
Reporting Issuers may upload signed filings via the portal or may opt to prepare filings via the portal, print the documents for signature and upload the completed, signed filings as a PDF document. Any documents or notices that are required to be filed electronically under ECSRC Rule No…… but are not listed above as web-based forms must be submitted in PDF Format by logging in to your account. These include filings by licensees (Form BD-Q1 and Form BD-Q2), Prospectuses, annual audited financial statements, application forms. If you do not have access to upload a certain type of document, please contact us for assistance.
If you are filing a Registration Statement on Form RS-1, please submit an electronic version of the offering document, related marketing materials and any other offering materials, if applicable.Please refer to the ECSIN User Guide for further filing instructions.
This electronic filing portal including all electronic forms available through the portal (the Portal) is provided as a non-commercial public service. The Portal is made available through this website for convenience only and is provided without any representations, warranties or conditions, whether express or implied, including warranties or conditions or fitness for a particular purpose. Users are solely responsible for their use of the Portal. Use of the Portal is subject to the ECSRC Terms of Use. The Eastern Caribbean Securities Regulatory Commission and its members, officers, staff, agents and service providers are not responsible or liable for the unavailability of any form, the Portal or the website, for any errors or omissions of any kind which may occur through use of a form, the Portal or the website, or for any damages which may arise from use of a form, the Portal or the website.