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Procedure for the Notification of Changes in Material Information in Approved Prospectuses

Thu, Feb 20th,2020. By ECSRC

At its 75th Meeting held on 26 November 2019, the Commission unanimously agreed to adopt administrative procedures for the notification of changes in material information contained in approved prospectuses. Material information, as defined in the revised Securities (Accounting and Financial Reports) Rules that were reissued to the market in June 2019, is “information relating to the business, operations or securities of an issuer that would reasonably be expected to significantly affect the value or market price of the issuer or a security of the issuer.”


2019 Annual Report

Thu, Feb 20th,2020. By ECSRC

In accordance with Article 29(1) of the Eastern Caribbean Securities Regulatory Commission Agreement 2000, I have the honour to transmit herewith the Eastern Caribbean Securities Regulatory Commission Annual Report on its activities for the year ended 31 March 2019.


World Investor Week (WIW) 2019

Wed, Oct 2nd,2019. By Eastern Caribbean Securities Regulatory Commission

The International Forum for Investor Education (IFIE) Caribbean Working Group in partnership with the International Organisation of Securities Commissions (IOSCO) launches its annual World Investor Week (WIW) 2019 to raise awareness about the importance of investor education and protection ...

Let us do our part to protect our financial markets.


Draft Corporate Governance Rules

Mon, Sep 30th,2019. By Eastern Caribbean Securities Regulatory Commission

The ECSRC in fulfilling its mandate to protect investors and to promote a fair, efficient and transparent securities market, is proposing to issue new Rules to the market. These new Rules, the “Eastern Caribbean Securities Market (ECSM) Corporate Governance Rules” (the Rules) will provide...


 

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